AS9100D Internal
        Audit Program

AS9100D is a quality management standard for aviation, space, and defense sectors.

This web page will introduce our new AS9100D Internal Audit Program. However, it
will not present the entire audit program. Instead, it will explain our approach and
it will show you detailed samples of our work (see PDFs). Once you've studied
our approach, we hope you'll purchase our complete internal audit program.

AS9100D section 9.2.1 expects you to "conduct internal audits at planned
intervals to provide information on whether the quality management system
(QMS) conforms to the requirements of this international standard
".

The first part of our ISO audit program will help you to meet this requirement.
It will show you how to determine whether or not your QMS “conforms to the
requirements of this international standard”
. The second part, on the other
hand, will use ISO's internal auditing standard to help you improve the
effectiveness of your internal audit practices and processes.

Use the first section (A) to identify the gaps that exist between ISO's standard
and your quality management practices and processes. Once you've filled all
the gaps, you can be sure that you conform to the new AS9100D standard.

Use the second section (B) to pinpoint the gaps that exist between ISO's
internal auditing standard and your internal auditing practices and processes.
Once you've filled all the gaps, you can be sure that you've done all you can
to improve the effectiveness of your auditing practices and processes.


AS9100D INTERNAL AUDIT PROGRAM

TABLE OF CONTENTS (TITLE 72)

A

AS9100D CONFORMANCE AUDIT TOOL

4

AA

OVERVIEW OF OUR CONFORMANCE AUDIT PROCESS

4

1

Introduction to our AS9100D conformance audit tool

4

2

Profile of your AS9100D conformance audit project

8

3

Summary of your AS9100D conformance audit results

9

AB

ISO AS9100D CONFORMANCE AUDIT QUESTIONNAIRES

10

4

Assess how well you conform to contextual expectations

10

5

Assess how well you conform to leadership expectations

16

6

Assess how well you conform to planning expectations

PDF

7

Assess how well you conform to support expectations

25

8

Assess how well you conform to operational expectations

44

9

Assess how well you conform to evaluation expectations

96

10

Assess how well you conform to improvement expectations

104

B

HOW TO AUDIT AN INTERNAL AUDIT PROCESS

107

BA

OVERVIEW OF INTERNAL AUDIT ASSESSMENT PROCESS

107

1

Introduction to our ISO 19011 internal audit assessment tool

107

2

Profile of your ISO 19011 internal audit assessment project

110

3

Summary of your ISO 19011 internal audit assessment results

111

 BB

INTERNAL AUDIT ASSESSMENT QUESTIONNAIRES

112

4

Assess how well you comply with ISO's internal audit principles

112

5

Assess how well you comply with ISO's audit management proposals

116

6

Assess how well you comply with ISO's audit performance expectations

PDF

7

Assess how well you comply with ISO's auditor evaluation recommendations

179

 


 

AS9100D CONFORMANCE AUDIT METHOD

For each audit question, three answers are possible: YES, NO, or N/A
(to save space we use Y, N, X). A YES answer means you’re in compliance
with the standard, a NO answer means you’re not in compliance, while an N/A
answer means that a question is not applicable in your case. NO answers identify
gaps that exist between the standard and your quality practices and processes
while N/A answers point to items that may be ignored or excluded.

All requirement gaps must be filled and all related N/A answers must be justified
and explained before you can officially say that your quality management system
(QMS) complies with the new AS9100D standard. Once you’ve completed all seven
questionnaires, study your NO answers, your own comments, and our questions
and then use this information to formulate actions or steps that need to be taken
in order to bring your organization's practices and processes into compliance
with the standard. Use this information to develop your own unique AS9100D Quality Management Conformance Plan.

Before you start your assessment, please fill out the form entitled Profile
of your AS9100D conformance audit project
(section AA.2). First record the
name of the organization being assessed, its address, and a brief description
of the actual scope or focus of the audit. Also record the names of your audit
team members and your start date. Once you’ve completed the audit, use the
same form to record when the audit was finished, who reviewed the audit
and when, and any review comments (if any).

You can also summarize your audit results quantitatively if you wish
(see section AA.3). The idea here is to measure how compliant your quality
management practices and processes actually are. And if you carry out regular
audits, you can also use our approach to measure whether or not your quality
management practices and processes are improving over time.

ISO 19011 COMPLIANCE AUDIT METHOD

For each audit question, three answers are possible: YES, NO, or N/A.
A YES answer means you’re in compliance with the standard, a NO answer
means you’re not in compliance, while an N/A answer means that this question
is not applicable in your situation. NO answers reveal gaps that exist between
the ISO 19011 standard and your organization's internal audit practices and
processes. Please answer each question by recording one of these three
answers in the cell to the right of each question.

Once you’ve completed our four questionnaires, please study your NO
answers and use the associated questions to formulate remedial actions.
Once you've done this for all gaps, you will have four detailed plans which,
taken together, will make up a complete Internal Audit Improvement Plan.
And once all plans have been implemented and all remedial actions have
been taken, you will have improved the overall effectiveness of your
organization's internal audit practices and processes.

Before you start your assessment, please fill out the form entitled Profile
of your ISO 19011 audit assessment project
(section BA.2). First record the
name of the organization being assessed, its address, and a brief description
of the actual scope or focus of the assessment. Also record the names of your
assessment team members and your start date. Once you’ve completed the
assessment, use the same form to record when it was finished, who
reviewed the assessment and any review comments (if any).

You can also summarize your audit assessment quantitatively (BA.3). The
idea here is to measure how compliant your audit practices and processes
actually are. And if you carry out regular audit assessments, you can also
use our approach to measure whether or not your auditing practices
and processes are improving over time.


Attention

Now that you understand our approach, please consider
purchasing our Title 72: AS9100D Internal Audit Program.

If you buy our complete AS9100D Internal Audit Program, you'll
find that it's integrated, detailed, exhaustive, and easy to understand.
You'll find that we've worked hard to create a high quality product.
In fact, we
guarantee the quality of our quality management audit tool.
Title 72 is 201 pages long and comes in pdf and MS doc file formats.

See AS9100D Audit Sample. See ISO 19011 Audit Sample.

Place an Order 

Check our Prices

See our License


MORE AS9100 PAGES

Introduction to AS9100D

Introduction to AS9100C

AS9100D versus AS9100C

Outline of AS9100D Standard

Overview of AS9100D Standard

Overview of AS9100C Standard

AS9100D Terms and Definitions

Plain English Gap Analysis Tool

Process Approach in Plain English

ISO's Quality Management Principles

AS9100D Translated into Plain English

AS9100C Translated into Plain English

ISO's Internal Audit Expectations

Quality Management Checklist

How to Upgrade to AS9100D

Our Plain English Approach


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Updated on August 24, 2017. First published on August 24, 2017.

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